6) Peabody Energy Corporation (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 704551100 (CUSIP Number) Elliott Investment Management L.P. 40 West 57th Street. The SEC found that the Sponsor should have promptly filed an amendment to the Schedule 13D to reflect the change in intent when it abandoned its efforts to … Passive Investors must file an amendment to report any changes within 45 days of the end of the year, or "promptly" (which is undefined but generally accepted to be within 10 days) upon the person's beneficial ownership exceeding 10% and then promptly thereafter whenever the person's beneficial ownership increases or decreases by more than 5%. The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. An increase or decrease in beneficial ownership of 1% or more is a “material” change that must be accounted for in an amended filing. 1”), filed by the Reporting Persons (as defined in item 2 hereof). Schedule 13D is a form that must be filed with the U.S. Securities and Exchange Commission (SEC) when a person or group acquires more than 5% of any class of a company's equity shares. Section 13(d)(2), together with Rule 13d-2 thereunder, require persons who have filed a Schedule 13D to publicly disclose any material change to facts reported within the schedule by promptly filing an amendment. WASHINGTON, DC 20549 . SCHEDULE 13D . Promptly after the initiation of such wire transfer pursuant to this Section 2.2(b), the Purchaser shall deliver via email to the relevant Seller reasonable evidence of such wire transfer. with a copy to: Eleazer Klein, Esq. Pursuant to Rule 13(d)-2 promulgated under the Securities Exchange Act of 1934, as amended, this Schedule 13D/A (this “Amendment No. If there are any material changes to information provided in the initial 13D filing, the reporting person(s) are required to promptly file an amendment to the 13D filing, which is filed as a 13D Amendment. People’s Republic of China +852 3987 1788 A Schedule 13D filer is further required pursuant to Rule 13d-2(a) to promptly (within two business days) amend its Schedule 13D when there are material changes or developments in the information previously disclosed. Amendment Requirements for 13D Filers. Rule 13d-2(a) requires that a security holder amend its Schedule 13D promptly when "any material changes occur in the facts set forth in the Schedule 13D." If the security holder failed to file multiple amendments to the Schedule 13D when required, it may disclose that information by filing multiple amendments or filing one combined amendment. Pursuant to Rule 13d-2 of the Securities Exchange Act of 1934, as amended, this Amendment No. 5 (this “Amendment”) amends and supplements certain items of the Schedule 13D filed with the Securities and Exchange Commission (the “SEC”) on March 5, 2018, as amended by Amendment No. We would be pleased to SCHEDULE 13D/A : Under the Securities Exchange Act of 1934 (Amendment No. A material change includes, without limitation, a reporting person’s acquisition or disposition of 1% or more of a class of the issuer’s Section 13(d) Securities, including as a result of an issuer’s repurchase of its securities. 3) Viela Bio, Inc. (Name of Issuer) Common Stock, Par Value $0.001 (Title of Class of Securities) 926613100 (CUSIP Number) Geraine Chan. It should not be regarded as legal advice. 1”) which amended the Schedule 13D filed on March 10, 2015 (the “Original Schedule 13D” and together with Amendment No. For more information, see Practice Note, Filing Schedule 13D and 13G Reports . 9) LEARNING TREE INTERNATIONAL, INC. Any material changes to the information in the Schedule 13D must be promptly reported in an amendment. 1 to the Initial Statement, dated December 16, 2010 (“Amendment No. Fiat Industrial S.p.A., et al. 1 - Amendment No. - ‘SC 13D/A’ on 10/16/12 re: CNH Global NV Statement of Acquisition of Beneficial Ownership by a Non-Passive Investor - Seq. 2 supplementally amends the initial statement on Schedule 13D, dated March 7, 2008 (the “Initial Statement”) and Amendment No. Analytical cookies help us improve our website by providing insight on how visitors interact with our site, and necessary cookies which … Thereto Filed Pursuant to § 240.13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. Schedule 13D reports the acquisition and other information within ten days after the purchase. Iroquois Capital Management, LLC - ‘SC 13D/A’ on 5/9/16 re: National Holdings Corp Statement of Acquisition of Beneficial Ownership by a Non-Passive Investor - Seq. Explanatory Note . Marc Weingarten, Esq. (See Admin. A Schedule 13D filer is further required pursuant to Rule 13d-2(a) to promptly (within two business days) amend its Schedule 13D when there are material changes or developments in the information previously disclosed. The duty to amend Schedule 13D continues until the filer ceases to beneficially own more than 5% of the subject securities. (a) If any material change occurs in the facts set forth in the Schedule 13D (§ 240.13d-101) required by § 240.13d-1(a), including, but not limited to, any material increase or decrease in the percentage of the class beneficially owned, the person or persons who were required to file the statement shall promptly file or cause to be filed with the Commission an amendment disclosing that change. 1 filed with the SEC on December 3, 2018, as amended by Amendment … SCHEDULE 13D . If you fall below the 5% threshold, you must make one (final) amendment notifying the SEC of this. Under the Securities Exchange Act of 1934 (Amendment No. Rule 13d-2 of the Securities Exchange Act of 1934 (the "Act") requires you to promptly, within two business days, amend Schedule 13D whenever material changes in the information disclosed on a Schedule 13D occur. Explanatory Note . Suite 1518, Two Pacific Place, 88 Queensway, Hong Kong. WCAS’s second stipulated violation of Section 13(d) of the Exchange Act arose from a failure to promptly file an amendment to the 2016 13D Filing to disclose the actual disposition of Hanger securities by the WC Funds. This website uses cookies. 2”) filed on June 28, 2018 amends the Schedule 13D/A filed on December 1, 2017 (“Amendment No. Boundless Meadow Limited. 1 - Amendment to Statement of Acquisition of Beneficial Ownership by a Non-Passive Investor - Accession Number 0000930413-16-007040 - Filing - SEC This Amendment No. Who typically makes 13D filings? This Amendment No. 1 thereto … SECURITIES AND EXCHANGE COMMISSION . Promptly after the initiation of such wire transfer pursuant to this Section 2.2(b), the Purchaser shall deliver via email to the relevant Seller reasonable evidence of such wire transfer. 8 - Accession Number 0000891836-12-000120 - Filing - SEC “Promptly” is generally understood to mean within two business days. See §240.13d-7 for other parties to whom copies are to be sent. amendment to its Schedule 13D promptly after the sale to disclose the disposition of greater than one percent of . Under the Securities Exchange Act of 1934 (Amendment No. This Amendment No. SEC Rule 13d-2(a) also requires a beneficial owner to amend a Schedule 13D promptly upon any material increase or decrease in the percentage of the class beneficially owned. SCHEDULE 13D/A (Rule 13d-101) Information to be Included in Statements Filed Pursuant to § 240.13d-1(a) and Amendments. New York, NY 10019 . SCHEDULE 13D . An amendment to a Schedule 13D should be filed “promptly” 3 to report material changes in the information disclosed. Further, Section 13(d)(2) of the Exchange Act and SEC Rule 13d-2(a) together require a beneficial owner to promptly amend a Schedule 13D when … 2 This memorandum is intended only as a general discussion of these issues. The Sponsor filed a Schedule 13D amendment on behalf of the funds reflecting the sales on September 6, 2019. the person must promptly file an amendment to such Schedule 13D. 9 (the “Amendment”) amends and supplements the Schedule 13D filed with the Securities and Exchange Commission (the “Commission”) on October 21, 2019, by Dr. Simon G. Kukes, Mr. John J. Scelfo (no longer a member of the Reporting Group), Mr. Ivar Siem (no longer a member of the Reporting Group), and Mr. J. Douglas Schick, as amended by Amendment No. Any material changes to the information in the Schedule 13D must be promptly reported in an amendment. 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